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Address: 250 W. First St., Ste. 248 . Claremont, CA 91711

Privacy Policy

What does LifeSteps Financial Advisors, Inc. do with your personal information?

WHY?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

WHAT?

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

  • Social Security number and income
  • account balances and transaction history
  • assets and risk tolerance

When you are no longer our customer, we continue to share your information as described in this notice.

HOW?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons LifeSteps Financial Advisors, Inc. chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information
Does LifeSteps Financial Advisors, Inc. share?
Can you limit this sharing?
For our everyday business purposes
as permitted by law
YES NO
For our marketing purposes
to offer our products and services to you
YES NO
For joint marketing with other financial companies NO WE DON’T SHARE
For our affiliates’ everyday business purposes
information about your transactions and experiences
NO WE DON’T SHARE
For our affiliates’ everyday business purposes
information about your credit worthiness
NO WE DON’T SHARE
For non-affiliates to market to you NO WE DON’T SHARE
Who We Are
Who is providing this notice? LifeSteps Financial Advisors, Inc.
WHAT WE DO
How does LifeSteps Financial Advisors, Inc. protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does LifeSteps Financial Advisors, Inc. collect my personal information? We collect your personal information, for example, when you

  • seek advice about your investments
  • enter into an investment advisory contract
  • tell us about your investment or retirement portfolio
  • tell us about your investment or retirement earnings
  • give us your contact information.
Why can’t I limit all sharing? Federal law gives you the right to limit only:

  • sharing for affiliates’ everyday business purposes – information about your creditworthiness
  • affiliates from using your information to market to you
  • tell us about your investment or retirement earnings
  • sharing for non affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions
Affiliates Companies related by common ownership or control. They can be financial and non-financial companies.

  • LifeSteps Financial Advisors, Inc. has no affiliates.
Non Affiliates Companies not related by common ownership or control. They can be financial and non-financial companies.

  • LifeSteps Financial Advisors, Inc. does not share with non affiliates so they can market to you.
Joint Marketing A formal agreement between non affiliated financial companies that together market financial products or services to you.

  • LifeSteps Financial Advisors, Inc. doesn’t jointly market.

QUESTIONS?

Call 909-267-3770 or send us an email to info@lifestepsfinancial.com